Jump to main content
Modern data center with servers and digital cloud data visualization
Cloud 03/28/2025

Cloud vs. On-Premise: Why Financial Institutions Are Moving to the Cloud

Secure, scalable, cost-efficient, and future-ready: Cloud solutions offer clear advantages over on-premise — especially for financial services focused on compliance and communication.

Artificial Intelligence 03/20/2025

Automated FCA Compliance: How AI Support Financial Institutions

FCA compliance with Financial Conduct Authority (FCA) regulations requires precise monitoring of customer interactions. AI Policy Templates enable financial institutions to automate compliance checks and reduce regulatory risks.

Wall Street sign with US flags, symbolizing financial regulations like the Dodd-Frank Act
Artificial Intelligence 02/28/2025

Dodd-Frank Compliance: AI-Based Monitoring of Customer Communication for Banks

The Dodd-Frank Act imposes strict compliance requirements on banks. AI-based solutions enable efficient and transparent monitoring of customer communication in real time.

[Translate to Englisch:]
Artificial Intelligence 11/07/2024

AI in the Financial Industry: Efficient Tools for Optimized Compliance Monitoring

In the financial industry, manual monitoring of calls for compliance is no longer realistic. Artificial intelligence (AI) offers the perfect solution: with automated compliance monitoring, financial institutions can work more efficiently, minimize risks and better comply with regulatory requirements without replacing compliance officers. Find out how AI can revolutionize your compliance processes.

[Translate to Englisch:]
Compliance 09/23/2024

Why Omnichannel Communication is Essential for Financial Institutions

Find out what characterizes omnichannel communication and how you can use ASC and LeapXpert to ensure compliant communication in WhatsApp and other channels.

Compliance 08/20/2024

Effective Protection of Banking Secrecy with Recording Solutions from ASC

Learn how ASC can ensure the discretion and security of banking secrecy in the digital age through innovative solutions.

[Translate to Englisch:]
Compliance 08/05/2024

MiFID II: What Financial Service Providers Need to Know About Call Recording Under the EU Directive

Financial service providers in the European Economic Area face the challenge of complying with comprehensive financial market regulations. Logging and analyzing customer communications is critical. These requirements have been further tightened with the introduction of MiFID II in 2018. In our article, we explain the implications for banks and insurance companies in Europe.

Financial Services 05/15/2024

Impact of FINRA SEA Rule 17A-4 on Financial Institutions

Staying on top of the latest changes in compliance regulations and their impact on your organization is essential for financial institutions. An example is the Financial Industry Regulatory Authority's (FINRA) SEA Rule 17A-4.

Skyline of sydney australia
Compliance 02/12/2024

Navigating Regulatory Guide 271: How Recording Insights Bolsters IDR Efforts in Finance

Discover how Recording Insights supports RG 271 compliance, improving IDR efficiency and dispute resolution in the Australian financial sector.

Cloud 10/28/2021

Ensure Recording Compliance in the Cloud

The recording of communications is no longer a need, but a real necessity that is becoming more and more common in many sectors of activity. The digital transformation accelerates the application of new regulations related to the protection of personal data and its conservation. Each need requires a customized migration to a 100% cloud infrastructure, respecting the constraints of each project at deployment.

Cloud 05/27/2021

Legal requirements for archiving in the financial sector

In the last 20 years, more and more customers have turned towards banking and finance networks thus influencing the way that banking data is managed. On the downside, financial scandals as well as cases of cybercrime and money laundering have become more frequent, too. As a consequence, the last years have seen a number of new directives or the amendment of existing ones that aim at facilitating tracking transactions. But what does this imply for the retention periods of recorded calls? What…

Compliance 05/29/2020

Financial market regulation in Switzerland: Secure recording and archiving of financial transactions by phone

Swiss banks count among the most important in the world and enjoy an excellent reputation. And in Switzerland, too, the financial sector is one of the most heavily regulated sectors of the economy. As a result, the regulation of banking and the financial market by means of the secure recording and archiving of financial transactions by phone plays a major role.