Whitepaper
Compliance Monitoring
with AI - so Easy!
More efficient processes and fewer risks
in compliance management
Are your Compliance Processes Future-Proof?
Regulations such as MiFID II, FCA and Dodd-Frank require seamless recording and monitoring of customer communications. However, manual audits are time-consuming, error-prone and often inadequate.
Find out in this Whitepaper how AI-based compliance monitoring works:
- Recognizes risks at an early stage and automatically flags violations
- Significantly reduced the workload of compliance teams
- Manual audits replaced by smart, automated analyses
- Enables A fully documented audit trail
Download Whitepaper
Fill in the form and we will send you the link to the whitepaper by email.
Efficient Compliance with Preconfigured AI Policy Templates
The AI Policy Templates offer customized templates that are specifically tailored to the regulatory requirements of MiFID II, FCA and Dodd-Frank. With these AI-based templates, banks and financial institutions can continuously review their customer communications in line with current regulations. The ready-to-use compliance templates enable faster and more efficient implementation of company-specific compliance requirements, reduce risks and detect potential violations at an early stage.
Ready-to-Use
Predefined templates for MiFID II, FCA, Dodd-Frank based on current regulations.
Up-to-Date
Regular updates in the event of changes to legal requirements.
Real-Time
Automated compliance checks and immediate alerts without delay.
Live Webinar
AI Policy Templates
Maximum Transparency for Compliance with AI
Join us on April 9th for a webinar with the compliance recording experts Ralf Rösel and Britta Chiaia to learn how the AI Policy Engine and AI Policy Templates for MiFID II, FCA and Dodd-Frank, tailored to the needs of banks, can help you proactively and efficiently solve compliance challenges.
Factsheet
6 Common Compliance Mistakes
in Customer Communication
Even minor violations in customer communication can lead to serious regulatory consequences. Our factsheet highlights 6 common compliance mistakes that banks and financial institutions should avoid – and how AI Policy Templates can help mitigate these risks.
